| Release
No. |
Date |
Action |
| Third
Quarter |
| LR-19811 |
Aug. 23, 2006 |
Paul A. Spray, Thomas
E. Loyd, Marc Barhonovich, et al. |
| LR-19810 |
Aug. 22, 2006 |
Lohmus Haavel &
Viisemann, et al. |
| LR-19809 |
Aug. 21, 2006 |
One Wall Street, Inc.,
et al.
See also: Complaint
in this matter |
| LR-19808 |
Aug. 17, 2006 |
Armand Dauplaise and
Bernard Shinder
Other Release No.: AAER-2476 |
| LR-19807 |
Aug. 17, 2006 |
Mark R. Conway |
| LR-19806 |
Aug. 17, 2006 |
Dawn M. Schlegel and
Sandra Hatfield
Other Release No.: AAER-2475
See also: Complaint
in this matter |
| LR-19805 |
Aug. 17, 2006 |
Jeffery Steven Stone,
et al.
|
| LR-19804 |
Aug. 16, 2006 |
Eric Walsh, John Abresch
et al. |
| LR-19803 |
Aug. 15, 2006 |
David M. Pillor
See also: Complaint
in this matter; Litigation
Release No. 19078 |
| LR-19802 |
Aug. 11, 2006 |
U.S. Wind Farming, Inc.,
William L. Telander, et al.
See also: Complaint
in this matter |
| LR-19801 |
Aug. 10, 2006 |
Jon W. James; J.W. James
& Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment
Group Fund One, LLC; The James Company Fund I, LLC; The James Company
Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device,
Inc.; and J.W. James Acquisitions, LLC
See also: Complaint
in this matter |
| LR-19800 |
Aug. 10, 2006 |
Paul W. Mikus and John
V. Cracchiolo
Other Release No.: AAER-2473
See also: Complaint
in this matter |
| LR-19799 |
Aug. 10, 2006 |
Tri Energy, Inc., H
& J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker,
Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC,
Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman,
Global Village Records, and La Vie D'Argent, as defendants, and R.P.J.
Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery,
and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants
See also: Complaint
in this matter |
| LR-19798 |
Aug. 10, 2006 |
David Sarna, et ano.
See also: Complaint
in this matter |
| LR-19797 |
Aug. 9, 2006 |
Chance M. Vought and
John M. Lucarelli |
| LR-19796 |
Aug. 9, 2006 |
Jacob (“Kobi”) Alexander,
David Kreinberg, and William F. Sorin
Other Release No.: AAER-2472
See also: Complaint
in this matter |
| LR-19795 |
Aug. 8, 2006 |
Peter D. Kirschner and
Media Magic, Inc.
See also: Complaint
in this matter; Release
No. 34-54281 |
| LR-19794 |
Aug. 7, 2006 |
Martha Stewart and Peter
Bacanovic
See also: Complaint
in this matter |
| LR-19793 |
Aug. 3, 2006 |
Archie Paul Reynolds
a/k/a Dr. A. Paul Reynolds and Success Trust and Holding LLC
See also: Complaint
in this matter |
| LR-19792 |
Aug. 3, 2006 |
Robert J. Bradbury,
Dolphin & Bradbury, Incorporated and Margaret B. Bradbury as Relief
Defendant
See also: Complaint
in this matter |
| LR-19791 |
Aug. 3, 2006 |
American-Amicable Life
Insurance Company of Texas; Pioneer American Insurance Company; and
Pioneer Security Life Insurance Company
See also: Complaint
in this matter |
| LR-19790 |
Aug. 2, 2006 |
Upshaw and Associates,
L.L.C. et al. |
| LR-19789A |
Aug. 2, 2006 |
Dennis S. Herula et
al. |
| LR-19788 |
Aug. 2, 2006 |
ETS Payphones, Inc.,
and Charles E. Edwards, Defendant |
| LR-19787 |
Aug. 1, 2006 |
Nicholas A. Czuczko
See also: Complaint
in this matter |
| LR-19786 |
Aug. 1, 2006 |
Blast Energy Services,
Inc. f/k/a Verdisys, Inc., Daniel W. Williams and Andrew G. Wilson
Other Release No.: AAER-2471 |
| LR-19785 |
Aug. 1, 2006 |
David A. Zwick, et al.
|
| LR-19784 |
Aug. 1, 2006 |
Richard P. Smyth, Arnold
E. Johns, Jr., Michael J. Becker and Alan T. Davis |
| LR-19783 |
Aug. 1, 2006 |
Anuradha D. Saad, et
al. |
| LR-19782 |
Jul. 31, 2006 |
Leslie Mersky, et al.
|
| LR-19781 |
Jul. 31, 2006 |
James R. Powell, Ralph
Mitchell, Mark J. Corjay, E. Suzanne Garrett, and Michael D. Scannell
Other Release No.: AAER-2469 |
| LR-19780 |
Jul. 31, 2006 |
Paul Johnson |
| LR-19779 |
Jul. 27, 2006 |
Roderic Lee Boling III,
et al.
See also: Complaint
in this matter |
| LR-19778 |
Jul. 27, 2006 |
One or More Unknown
Purchasers of Call Options for the Common Stock of Petco Animal Supplies,
Inc. |
| LR-19777 |
Jul. 27, 2006 |
Harish K. Pimplaskar
and Charan R. Behl
See also: Complaint
in this matter |
| LR-19776 |
Jul. 27, 2006 |
Mark P. Abide, Scott
D. Sullivan, Buford Yates, Jr., Betty Vinson and Troy M. Normand, and
David F. Myers
Other Release No.: AAER-2467
See also: Complaint
in this matter |
| LR-19775 |
Jul. 26, 2006 |
Sonja Anticevic et al.
See also: Complaint
in this matter |
| LR-19774 |
Jul. 26, 2006 |
Michael L. Hershey,
Robert D. Lear, Landis Associates, LLC, and Tremont Medical, Inc.
See also: Administrative Proceeding No. IA-2538
|
| LR-19773 |
Jul. 26, 2006 |
Mark R. Conway and Groundswell
Partners LLC |
| LR-19772 |
Jul. 25, 2006 |
Endocare, Inc., Kevin
M. Quilty, and Jerry W. Anderson
Other Release No.: AAER-2464
See also: Complaint
in this matter |
| LR-19771 |
Jul. 24, 2006 |
Leslie Mersky, et al.
See also: Administrative Proceeding No. 34-54196
|
| LR-19770 |
Jul. 21, 2006 |
Patrick Ballinger, Dennis
R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin
W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc.,
Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket
and Travel, Inc. |
| LR-19769 |
Jul. 21, 2006 |
C+ Capital Management,
LLC & Won Charlie Yi |
| LR-19768 |
Jul. 20, 2006 |
Gregory L. Reyes, et
al.
See also: Complaint
in this matter |
| LR-19767 |
Jul. 20, 2006 |
John J. Kahl Jr. et
al.
See also: Complaint
in this matter |
| LR-19766 |
Jul. 20, 2006 |
William T. Owens and
Weston L. Smith
Other Release No.: AAER-2461 |
| LR-19765 |
Jul. 20, 2006 |
Steven Misner
See also: Complaint
in this matter |
| LR-19764 |
Jul. 17, 2006 |
Renaissance Asset Fund,
Inc., Ronald J. Nadel, and Joseph M. Malone
See also: Complaint
in this matter |
| LR-19763 |
Jul. 17, 2006 |
Time Warner Inc.
See also: Notice
in this matter |
| LR-19762 |
Jul. 17, 2006 |
David N. Anderson and
Nancy C. Dipietro |
| LR-19761 |
Jul. 14, 2006 |
Pittsford Capital Income
Partners, L.L.C., et al. |
| LR-19760 |
Jul. 13, 2006 |
Sherwin P. Brown, Jamerica
Financial, LLC and Brawta Ventures, LLC |
| LR-19759 |
Jul. 13, 2006 |
Geoffrey A. Gish; Weston
Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington
International Fund, LLC a/k/a Lexington International Fund, Inc.; and
Oxford Adams Capital, LLC |
| LR-19758 |
Jul. 11, 2006 |
Richard W. Deboe
See also: Administrative Proceeding No. 34-54114
|
| LR-19757 |
Jul. 10, 2006 |
Deep Rock Oil Company
and David W. Taylor, Defendants
See also: Complaint
in this matter |
| LR-19756 |
Jul. 7, 2006 |
Rollin M. Dick and James
S. Adams
Other Release No.: AAER-2458 |
| LR-19755 |
Jul. 5, 2006 |
HydroFlo, Inc. and Dennis
Mast |
| LR-19754 |
Jul. 5, 2006 |
John Samson, John G.
A. Munro, Ian N. Campbell, and John H. Whelan
Other Release No.: AAER-2456
See also: Complaint
in this matter |
| LR-19753 |
Jul. 5, 2006 |
Focus Financial Associates,
Inc. |
| LR-19752 |
Jul. 3, 2006 |
Efoora, Inc. Partners
Holding, LLC, David S. Grosky and Melvin S. Dokich
See also: Complaint
in this matter |
| Second
Quarter |
| LR-19751 |
Jun. 30, 2006 |
Marvin Winick, Tekron,
Inc. and Luigi Brun
See also: Administrative Proceeding Nos. 34-54072,
33-8718
and 33-8719
|
| LR-19750 |
Jun. 30, 2006 |
Jeffrey A. Weston and
Integrated Equities, Inc.
See also: Complaint
in this matter |
| LR-19749 |
Jun. 30, 2006 |
Dale C. Hatch |
| LR-19748 |
Jun. 29, 2006 |
Wendy Feldman Purner
See also: Complaint
in this matter; Administrative Proceeding No. 34-54068
|
| LR-19747 |
Jun. 28, 2006 |
Raytheon Company, Daniel
P. Burnham, and Aldo R. Servello
See also: Complaint
in this matter; Administrative Proceeding No. 33-8715
|
| LR-19746 |
Jun. 28, 2006 |
Virbac Corporation,
Thomas L. Bell, Joseph A. Rougraff, Douglas A. Hubert, James C. Robison,
and Craig S. Campbell
Other Release No.: AAER-2452
See also: Administrative Proceeding Nos. 33-8716
and 33-8717 |
| LR-19745 |
Jun. 28, 2006 |
Pension Fund of America,
LC, et al. |
| LR-19744 |
Jun. 28, 2006 |
Frank J. Russo, FJR
Corporation, Russo Associates Limited Partnership, Eliot Partners, and
Relief Defendant Veritasiti Corporation d/b/a MediaData Corporation
|
| LR-19743 |
Jun. 28, 2006 |
William T. Owens, et
al.
Other Release No.: AAER-2450 |
| LR-19742 |
Jun. 28, 2006 |
James L. George, Paul
E. Brodhagen, and Michael J. Wright |
| LR-19741A |
Jun. 27, 2006 |
AirTrac, Inc., Clarence
Friend, and Christopher Bryan |
| LR-19740 |
Jun. 27, 2006 |
PowerLinx, Inc. (f/k/a
SeaView Video Technology, Inc.), George S. Bernardich III, and James
R. Cox
Other Release No.: AAER-2446
See also: Complaint
in this matter; Administrative Proceeding Nos. 34-54048
and 34-53049
|
| LR-19739 |
Jun. 23, 2006 |
T. Gene Gilman, Steven
A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc., Defendants,
and TradeTek, Ltd. and Commonwealth Financial Holdings, Inc. |
| LR-19738 |
Jun. 23, 2006 |
Alexander J. Yaroshinsky
See also: Amended
Complaint in this matter |
| LR-19737 |
Jun. 23, 2006 |
Sunray Oil Company,
Inc., Abilene Oil & Gas, LP, Larry Stiles, Defendants, and J&L
Drilling, LLC, Relief Defendant |
| LR-19736 |
Jun. 22, 2006 |
Justin Huscher |
| LR-19735 |
Jun. 22, 2006 |
Scientific-Atlanta,
Inc.
Other Release No.: AAER-2443
See also: Complaint
in this matter; Administrative Proceeding Nos. 34-54030
and 34-54031
|
| LR-19734 |
Jun. 21, 2006 |
Frank R. V. Loomans,
Defendant, and Luc F. Loomans, Relief Defendant |
| LR-19733 |
Jun. 21, 2006 |
Northshore Asset Management,
et al. |
| LR-19732 |
Jun. 21, 2006 |
Carl R. Rose, et al.
|
| LR-19731 |
Jun. 19, 2006 |
Ricardo Cavallero, et
al.
See also: Complaint
in this matter; Temporary
Restraining Order |
| LR-19730 |
Jun. 19, 2006 |
Sanjay Kumar and Stephen
Richards
Other Release No.: AAER-2442 |
| LR-19729 |
Jun. 15, 2006 |
Michael K.C. Tom, et
al. |
| LR-19728 |
Jun. 14, 2006 |
Arthur A. Goodwin |
| LR-19727 |
Jun. 13, 2006 |
Carl R. Rose, et al. |
| LR-19726 |
Jun. 13, 2006 |
Mx Factors LLC, BBH
Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel
J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding |
| LR-19725 |
Jun. 13, 2006 |
Terry's Tips and Terry
F. Allen |
| LR-19724 |
Jun. 13, 2006 |
Stephen J. Treadway
and Kenneth W. Corba
See also: Complaint
in this matter |
| LR-19723 |
Jun. 9, 2006 |
Robert E. Shanno; Martin
J. Druffner, et al. |
| LR-19722 |
Jun. 9, 2006 |
Matthew Roszak, et al.
See also: Complaint
in this matter |
| LR-19721 |
Jun. 7, 2006 |
Brady M. Schofield
Other Release No.: AAER-2440
See also: Complaint
in this matter |
| LR-19720 |
Jun. 7, 2006 |
Greg A. Gadel and Daniel
J. Skrypek
Other Release No.: AAER-2439
See also: Complaint
in this matter |
| LR-19719 |
Jun. 7, 2006 |
Joseph P. Micatrotto
Other Release No.: AAER-2438
See also: Complaint
in this matter |
| LR-19718 |
Jun. 6, 2006 |
Frank J. Russo, FJR
Corporation, Russo Associates Limited Partnership and Eliot Partners
See also: Complaint
in this matter |
| LR-19717 |
Jun. 5, 2006 |
Marion D. Sherrill |
| LR-19716 |
Jun. 5, 2006 |
BAWAG P.S.K. Bank für
Arbeit und Wirtschaft und Österreichische Postsparkasse Aktiengesellschaft
See also: Complaint
in this matter |
| LR-19715 |
Jun. 1, 2006 |
Universo Foneclub Corporation,
Sanderley R. De Vasconcelos, a/k/a Sann Rodrigues, a/k/a Sanderley Vasconcelos,
Rev. Victor Sales, a/k/a Victor William, a/k/a Victor Sales DeBrito,
a/k/a Victor Sales Brito
See also: Complaint
in this matter |
| LR-19714 |
Jun. 1, 2006 |
Jay Slesinger, et al.,
and Jay Rice
See also: Complaint
v. Slesinger et al. and Complaint
v. Rice |
| LR-19713 |
Jun. 1, 2006 |
Allen Z. Wolfson, et
al. |
| LR-19712 |
May 31, 2006 |
Frederick W. Anton III
See also: Complaint
in this matter |
| LR-19711 |
May 24, 2006 |
Michael B. Johnson and
Michael Johnson & Company, LLC |
| LR-19710 |
May 23, 2006 |
Federal National Mortgage
Association
Other Release No.: AAER-2433
See also: Complaint
in this matter |
| LR-19708 |
May 22, 2006 |
James Tambone and Robert
Hussey
See also: Complaint
in this matter |
| LR-19707 |
May 22, 2006 |
Focus Financial Associates,
Inc. |
| LR-19706 |
May 19, 2006 |
Leslie A. Arouh |
| LR-19705 |
May 19, 2006 |
Geoffrey A. Gish; Weston
Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington
International Fund, LLC a/k/a Lexington International Fund, Inc.; and
Oxford Adams Capital, LLC
See also: Complaint
in this matter |
| LR-19704 |
May 19, 2006 |
Dennis A. Martin |
| LR-19703 |
May 17, 2006 |
Vincent P. Iannazzo
and Milton E. Stanson |
| LR-19702 |
May 17, 2006 |
Carlos H. Soto, et al. |
| LR-19701 |
May 16, 2006 |
Timothy M. Roberts
See also: Complaint
in this matter |
| LR-19700 |
May 15, 2006 |
Jeffrey L. Gibson and
Investment Property Management, LLC |
| LR-19699 |
May 15, 2006 |
Exotics.com, Inc.
Other Release No.: AAER-2429
See also: Administrative
Proceeding |
| LR-19698 |
May 15, 2006 |
Robert J. Downs, Jr.
and Stephen J. Messina
See also: Complaint
in this matter |
| LR-19697 |
May 12, 2006 |
Anthony C. Sudol III,
Michael G. Sudol and Richard J. Sudol |
| LR-19696 |
May 11, 2006 |
Sonja Anticevic et al. |
| LR-19695 |
May 11, 2006 |
HKW Trading, LLC, et
al. |
| LR-19694 |
May 10, 2006 |
Henry C. Yuen |
| LR-19693 |
May 10, 2006 |
Morgan Stanley &
Co. Incorporated
See also: Complaint
in this matter |
| LR-19692 |
May 9, 2006 |
Samuel Israel III and
Daniel E. Marino
See also: Administrative
Proceeding |
| LR-19691 |
May 8, 2006 |
Dennis A. Martin
See also: Complaint
in this matter |
| LR-19690 |
May 8, 2006 |
Scott B. Hollenbeck,
Timothy L. Bradshaw and Steven K. Gilley |
| LR-19689 |
May 5, 2006 |
EFS, LLC, Freedom Fidelity,
LLC, James N. Pratt, SP&V, LLC and Timothy V. Coffin |
| LR-19688 |
May 4, 2006 |
Bio-Heal Laboratories,
Inc., Defendant, MRMG Holdings, Inc., Kess Associates, Inc. ICOR, Inc.,
Bela Enterprises, LLC, and Gibson Island Enterprises, LLC, Relief Defendants
|
| LR-19687 |
May 4, 2006 |
Delano N. Sta.Ana |
| LR-19686 |
May 4, 2006 |
W. L. Ware Enterprises
and Investments, Inc., d/b/a Ware Enterprises and Investments, Inc.,
Ware Enterprises and Investments, LLC, and W.L. Ware Enterprises and
Investments, LLC, and Warren L. Ware |
| LR-19685 |
May 3, 2006 |
Michael E. Peppel, Ira
H. Stanley, Jr. and David J. White
Other Release No.: AAER-2425
See also: Complaint
in this matter |
| LR-19684 |
May 2, 2006 |
Marnie L. Sharpe and
Leonard P. Leclerc
See also: Complaint
in this matter |
| LR-19683 |
May 2, 2006 |
Deephaven Capital Management,
LLC and Bruce Lieberman
See also: Complaint
in this matter |
| LR-19682 |
May 2, 2006 |
L. Dennis Kozlowski,
Mark H. Swartz, and Mark A. Belnick |
| LR-19681 |
May 2, 2006 |
Barry A. Bingham and
Bingham Capital Management Corporation |
| LR-19680 |
May 1, 2006 |
CMG-Capital Management
Group Holding Company, LLC and Keith G. Gilabert
See also: Complaint
in this matter |
| LR-19679 |
May 1, 2006 |
Barrington Schneer |
| LR-19678 |
May 1, 2006 |
L. Dennis Kozlowski,
Mark H. Swartz, and Mark A. Belnick |
| LR-19677 |
Apr. 28, 2006 |
Kimberly J. Carrella,
et al. |
| LR-19676 |
Apr. 27, 2006 |
James J. Farley and
Shelley J. Farley |
| LR-19675 |
Apr. 27, 2006 |
Lumenis Ltd., Sagi A.
Genger and Kevin Morano
Other Release No.: AAER-2423
See also: Complaint
in this matter |
| LR-19674 |
Apr. 27, 2006 |
Gregory Applegate |
| LR-19673 |
Apr. 27, 2006 |
Ingles Markets Incorporated
Other Release No.: AAER-2422
See also: Complaint
in this matter |
| LR-19672 |
Apr. 26, 2006 |
BodyScan Corporation
and Anthony Sciuto |
| LR-19671 |
Apr. 26, 2006 |
Dominick Savino, et
al. |
| LR-19670 |
Apr. 26, 2006 |
New Energy Corp., Tor
Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez,
Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis,
Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo |
| LR-19669 |
Apr. 26, 2006 |
Dean J. Sheptycki |
| LR-19668 |
Apr. 25, 2006 |
Ranko Cucuz, William
D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating
Company, Inc., f/k/a Hayes Lemmerz International, Inc.
Other Release No.: AAER-2420
See also: Complaint
in this matter |
| LR-19667 |
Apr. 25, 2006 |
Nelson J. Obus, Peter
F. Black, Thomas Bradley Strickland, Wynnefield Partners Small Cap Value
L.P., Wynnefield Partners Small Cap Value L.P. I, Wynnefield Partners
Small Cap Value Offshore Fund, Ltd.
See also: Complaint
in this matter |
| LR-19666 |
Apr. 25, 2006 |
Garner Anthony |
| LR-19665 |
Apr. 24, 2006 |
David N. Anderson and
Nancy C. Dipietro
See also: Complaint
in this matter |
| LR-19664 |
Apr. 24, 2006 |
Bank of New York
See also: Complaint
in this matter |
| LR-19663 |
Apr. 19, 2006 |
Sherwin P. Brown, Jamerica
Financial and Brawta Ventures, LLC |
| LR-19662 |
Apr. 18, 2006 |
David A. Dadante |
| LR-19661 |
Apr. 18, 2006 |
Michael Lauer, et al.
See also: Order
in this matter |
| LR-19660 |
Apr. 17, 2006 |
Credit First Fund, LP,
Credit First, LLC, Credit First Income Plus, LLC, Investors First Financial
Services, Inc., Investors Guild, Inc., and David R. Lund |
| LR-19659 |
Apr. 17, 2006 |
John P. Utsick et al. |
| LR-19658 |
Apr. 17, 2006 |
David L. McMillan |
| LR-19657 |
Apr. 17, 2006 |
Tyco International Ltd.
Other Release No.: AAER-2414
See also: Complaint
in this matter |
| LR-19656 |
Apr. 13, 2006 |
Thom A. Faria, Stephen
J. McLaughlin and William M. Stickney
Other Release No.: AAER-2413
See also: Complaint
in this matter |
| LR-19655 |
Apr. 13, 2006 |
Ramy El-Batrawi, et
al.
See also: Complaint
in this matter |
| LR-19654 |
Apr. 13, 2006 |
Garner Anthony
See also: Complaint
in this matter |
| LR-19653 |
Apr. 12, 2006 |
Dollar General Corp.,
et al.
Other Release No.: AAER-2411 |
| LR-19652 |
Apr. 12, 2006 |
PKF and Anthony Frederick
John Mead
Other Release No.: AAER-2410
See also: Complaint
in this matter |
| LR-19651 |
Apr. 11, 2006 |
Carl Rausch
See also: Complaint
in this matter |
| LR-19650 |
Apr. 11, 2006 |
Sonja Anticevic et al.
See also: Complaint
in this matter; Complaint
Exhibit A; Complaint
Exhibit B |
| LR-19649 |
Apr. 10, 2006 |
Kenneth M. Gerland and
Christopher M. Bernabei; Patrick I. Garvey; and Diane Karaoulis
See also: Complaint
v. Gerland and Bernabei; Complaint
v. Garvey; Complaint
v. Karaoulis |
| LR-19648 |
Apr. 10, 2006 |
Xiangsha Feng |
| LR-19647 |
Apr. 10, 2006 |
Thomas J. Gerbasio,
et al. |
| LR-19646 |
Apr. 7, 2006 |
James Vincent O'Brien,
et al. |
| LR-19645 |
Apr. 7, 2006 |
Exotics.com, Inc., et
al.
Other Release No.: AAER-2408 |
| LR-19644 |
Apr. 7, 2006 |
Mark T. Ellis |
| LR-19643 |
Apr. 6, 2006 |
Armand Dauplaise and
Bernard Shinder
Other Release No.: AAER-2407 |
| LR-19642 |
Apr. 6, 2006 |
Faisal Zafar and Sameer
Thawani
See also: Complaint
in this matter |
| LR-19641 |
Apr. 5, 2006 |
JB Oxford Holdings,
Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble,
and James Y. Lin |
| LR-19640 |
Apr. 4, 2006 |
Unlimited Cash, Inc.,
Douglas Network Enterprises, Sneed Financial Service, LLC, Wayne Douglas
Flesher, Nancy Carol Khalial, and Clifton Curtis Sneed, Jr.
See also: Complaint
in this matter |
| LR-19639 |
Apr. 4, 2006 |
Andreas Badian, Jacob
Spinner, Mottes Drillman, Jeffrey Graham, Pond Securities Corp. d/b/a
Pond Equities, Ezra Birnbaum and Shaye Hirsch
See also: Complaint
in this matter |
| LR-19638 |
Apr. 4, 2006 |
SBM Investment Certificates,
Inc., f/k/a 1ST Atlantic Guaranty Corp., SBM Certificate Company, Geneva
Capital Partners, LLC and Eric M. Westbury
See also: Complaint
in this matter |
| LR-19637 |
Apr. 3, 2006 |
Jon E. Hankins, et al. |
| LR-19636 |
Apr. 3, 2006 |
Alexander J. Yaroshinsky
|
| First
Quarter |
| LR-19635 |
Mar. 31, 2006 |
2DoTrade, Inc., George
Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis,
Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood,
Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting,
Ltd. Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate
Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG
Partners, Inc., and LMR, Ltd.
See also: Complaint
in this matter |
| LR-19634 |
Mar. 31, 2006 |
Sherry L. Gibson |
| LR-19633 |
Mar. 31, 2006 |
Brian J. Stucke |
| LR-19632 |
Mar. 30, 2006 |
Sherwin P. Brown, Jamerica
Financial and Brawta Ventures, LLC
See also: Complaint
in this matter |
| LR-19631 |
Mar. 30, 2006 |
Conrad P. Seghers and
James R. Dickey |
| LR-19630 |
Mar. 29, 2006 |
Thomas A. Skoulis, Peter
M. Frankl, Alan B. Lefkof and William D. Baker
Other Release No.: AAER-2404
See also: Complaint
in this matter |
| LR-19629 |
Mar. 29, 2006 |
Eric Tyra, Scott Wynne,
Peter Berman, and Scott Carey
Other Release No.: AAER-2402 |
| LR-19628 |
Mar. 29, 2006 |
Terry F. Favilla and
Gary R. Dowell
See also: Complaint
in this matter |
| LR-19627 |
Mar. 29, 2006 |
Fernando J. Espuelas
et al.
Other Release No.: AAER-2401
See also: Complaint
in this matter |
| LR-19626 |
Mar. 29, 2006 |
Cobalt Multifamily Investors
I, LLC. Cobalt Multifamily Co. I, LLC, Cobalt Funding, LLC, Mark A.
Shapiro, Irving J. Stitsky, and William B. Foster, Defendants, and Vail
Mountain Trust, Relief Defendant
See also: Complaint
in this matter |
| LR-19625 |
Mar. 28, 2006 |
Alexander J. Yaroshinsky |
| LR-19624 |
Mar. 28, 2006 |
Gregory A. Brady, et
al.
Other Release No.: AAER-2400 |
| LR-19623 |
Mar. 27, 2006 |
David T. Leboe and Dale
G. Rasmussen
Other Release No.: AAER-2399
See also: Complaint
in this matter |
| LR-19622 |
Mar. 22, 2006 |
Savvides & Partners/PKF
Cyprus, Pavlos Meletiou, R.K. Dhawan and Co., and
R.K. Dhawan
Other Release No.: AAER-2398
See also: Complaint
in this matter |
| LR-19621 |
Mar. 22, 2006 |
Michael Morrell, et
al. |
| LR-19620 |
Mar. 21, 2006 |
Travis E. Correll, et
al. |
| LR-19619 |
Mar. 21, 2006 |
Converge Global, Inc. |
| LR-19618 |
Mar. 21, 2006 |
Wind Farm, Inc., et
al. |
| LR-19617 |
Mar. 21, 2006 |
Bruce Hill, et al.
Other Release No.: AAER-2396 |
| LR-19616 |
Mar. 21, 2006 |
A.B. Watley Group, Inc.,
Paul F. Coughlin, William B. Deakins, Warren R. Fellus, Keith M. Geller,
Keevin H. Leonard, Robert F. Malin, Steven E. Malin, Linus N. Nwaigwe,
Michael A. Picone, Bryan S. Rogers, and Keith A. Rogers
See also: Complaint
in this matter |
| LR-19615 |
Mar. 20, 2006 |
Teresa V. Fernandez |
| LR-19614 |
Mar. 20, 2006 |
Barry Richard Kusatzky
Other Release No.: AAER-2394 |
| LR-19613 |
Mar. 17, 2006 |
Eric Resteiner, et al. |
| LR-19612 |
Mar. 16, 2006 |
C. Jones & Company,
Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan
Curshen |
| LR-19611 |
Mar. 16, 2006 |
KS Advisors, Inc., KS
Condor Partner, Ltd., II, Damian Partners, LLC, Scott Fine and Kevin
Boyle |
| LR-19610 |
Mar. 16, 2006 |
Eric Walsh, John Abresch,
et al. |
| LR-19609 |
Mar. 16, 2006 |
Patrick A. Grotto, Mark
B. Leffers and Jon M. Bloodworth |
| LR-19608 |
Mar. 14, 2006 |
Gary Lynn McDuff |
| LR-19607 |
Mar. 14, 2006 |
Langley Partners, L.P.,
North Olmsted Partners, L.P., Quantico Partners, L.P., and Jeffrey Thorp
|
| LR-19606 |
Mar. 10, 2006 |
BMA Ventures, Inc. and
William Robert Kepler |
| LR-19605 |
Mar. 9, 2006 |
Scott R. Sacane, et
al. |
| LR-19604 |
Mar. 9, 2006 |
Vector Medical Technologies,
Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David
A. Zimmerman, and Stanley Wasser |
| LR-19603 |
Mar. 9, 2006 |
Opsis Technologies Int'l,
Inc., et al. |
| LR-19602 |
Mar. 8, 2006 |
Delano N. Sta.Ana
See also: Complaint
in this matter |
| LR-19601 |
Mar. 8, 2006 |
Michael A. Liberty,
et al.
See also: Complaint
in this matter |
| LR-19600 |
Mar. 8, 2006 |
K.L. Group, LLC, et
al. |
| LR-19599 |
Mar. 8, 2006 |
Eduardo A. Masferrer,
Juan Carlos Bernace and John M.R. Jacobs |
| LR-19598 |
Mar. 8, 2006 |
Viatical Capital, Inc.,
et al. |
| LR-19597 |
Mar. 8, 2006 |
Geek Securities, Inc.,
Geek Advisors, Inc. , Kautilya "Tony" Sharma, and Neal R. Wadhwa |
| LR-19596 |
Mar. 7, 2006 |
Sunbelt Development
Corporation, Wendell Rogers, Donald Hammond and Willie Davis |
| LR-19595 |
Mar. 7, 2006 |
Latin American Services,
Inc., et al. |
| LR-19594 |
Mar. 7, 2006 |
One or More Unknown
Traders of Options on Common Stock of Ralston Purina Co. |
| LR-19593 |
Mar. 7, 2006 |
Paul Simmons, Rodney
Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and
Eric Littman, Esq. |
| LR-19592 |
Mar. 7, 2006 |
Charis Johnson, LifeClicks,
LLC, and 12daily Pro |
| LR-19591 |
Mar. 6, 2006 |
Craig H. Reinhard, et
al.
See also: Complaint
in this matter |
| LR-19590 |
Mar. 6, 2006 |
Michael Lauer, et al.
See also: Complaint
in this matter |
| LR-19589 |
Mar. 3, 2006 |
Sharon E. Vaughn and
Directors Financial Group, Ltd.
See also: Complaint
in this matter |
| LR-19588 |
Mar. 3, 2006 |
Kevin Hobbs et al. |
| LR-19587 |
Mar. 2, 2006 |
Mitchell Drucker and
Ronald Drucker, Defendants, and William Minerva, Relief Defendant
See also: Complaint
in this matter |
| LR-19586 |
Mar. 2, 2006 |
Alan Cao and Jun Shi |
| LR-19585 |
Mar. 2, 2006 |
Symbol Technologies,
Inc., et al.
Other Release No.: AAER-2391 |
| LR-19584 |
Mar. 1, 2006 |
Carl R. Rose, Lawrence
A. Clasby, et al. |
| LR-19583 |
Mar. 1, 2006 |
Paul J. Silvester, et
al. |
| LR-19582 |
Mar. 1, 2006 |
Allen Z. Wolfson, et
al. |
| LR-19581 |
Feb. 28, 2006 |
Kirk S. Wright, International
Management Associates, LLC; International Management Associates Advisory
Group, LLC; International Management Associates Platinum Group, LLC;
International Management Associates Emerald Fund, LLC; International
Management Associates Taurus Fund, LLC; International Management Associates
Growth & Income Fund, LLC; International Management Associates Sunset
Fund, LLC; Platinum II Fund, LP; and Emerald II Fund, LP
See also: Complaint
in this matter |
| LR-19580 |
Feb. 27, 2006 |
Jeffrey P. Jorissen,
Gary A. Shiffman and Mary A. Petrella |
| LR-19579 |
Feb. 27, 2006 |
Charis Johnson, Lifeclicks,
LLC, and 12daily Pro
See also: Complaint
in this matter |
| LR-19578 |
Feb. 27, 2006 |
NetEase.com, Inc.
Other Release No.: AAER-2382
See also: Complaint
in this matter |
| LR-19577 |
Feb. 24, 2006 |
August M. Cruciotti
See also: Notice
in this matter |
| LR-19576 |
Feb. 24, 2006 |
Carl R. Rose, et al.
|
| LR-19575 |
Feb. 23, 2006 |
Dean J. Sheptycki |
| LR-19574 |
Feb. 23, 2006 |
Edward S. Digges, Jr.;
Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management
Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC;
Televest Group, LLC and Spin Drift, LLC |
| LR-19573 |
Feb. 22, 2006 |
KPMG LLP, et al. |
| LR-19572 |
Feb. 17, 2006 |
Vestron Financial Corp.,
et al.
|
| LR-19571 |
Feb. 17, 2006 |
iBIZ Technology Corp.,
Kenneth W. Schilling, H. Mark Perkins, Jeffrey Firestone, Jerrold B.
McRoberts, and D. Scott Elliott
See also: Complaint
in this matter |
| LR-19570 |
Feb. 17, 2006 |
Patrick Kirkland |
| LR-19569 |
Feb. 17, 2006 |
Lambert Vander Tuig,
The Carolina Development Company, Inc. and Jonathan Carman
See also: Complaint
in this matter |
| LR-19568 |
Feb. 16, 2006 |
Sanjiv S. Agarwala
|
| LR-19567 |
Feb. 16, 2006 |
Eric J. McCracken, et
al.
Other Release No.: AAER-2375 |
| LR-19566 |
Feb. 15, 2006 |
Paul J. Silvester and
Ben F. Andrews, Jr. |
| LR-19565 |
Feb. 15, 2006 |
Credit First Fund, LP,
et al. |
| LR-19564 |
Feb. 14, 2006 |
Lori G. Addison
See also: Complaint
in this matter |
| LR-19563 |
Feb. 13, 2006 |
Ronald J. Bauer |
| LR-19562 |
Feb. 10, 2006 |
George A. Todt, et al. |
| LR-19561 |
Feb. 9, 2006 |
MSTG Solutions, Inc.
and Gil Kim |
| LR-19560 |
Feb. 9, 2006 |
American International
Group, Inc.
Other Release No.: AAER-2371
See also: Complaint
in this matter |
| LR-19559 |
Feb. 9, 2006 |
Brad A. Weaver and Beta
Asset Management, Inc. |
| LR-19558 |
Feb. 8, 2006 |
Elsie M. Leung
Other Release No.: AAER-2374
|
| LR-19557 |
Feb. 7, 2006 |
Bruce E. Snyder, Jr.
Other Release No.: AAER-2372
|
| LR-19556 |
Feb. 6, 2006 |
Joshua Yafa, et al. |
| LR-19555 |
Feb. 6, 2006 |
John R. Shrewder, The
Franklin Group, Inc., Ashley Miron Leshem, and Ananda Capital Partners,
Inc.
See also: Complaint
in this matter |
| LR-19554 |
Feb. 3, 2006 |
Edward S. Digges, Jr.;
Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management
Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC;
Televest Group, LLC and Spin Drift, LLC |
| LR-19553 |
Feb. 2, 2006 |
William A. Day |
| LR-19552 |
Feb. 2, 2006 |
Ronald Ferguson, Elizabeth
Monrad, Robert Graham, Christopher Garand, and Christian Milton
Other Release No.: AAER-2369
See also: Complaint
in this matter |
| LR-19551 |
Feb. 2, 2006 |
Wallace Nakano |
| LR-19550 |
Jan. 31, 2006 |
Mark Kishel |
| LR-19549 |
Jan. 31, 2006 |
Victor J. Menezes
See also: Complaint
in this matter |
| LR-19548 |
Jan. 30, 2006 |
Thomas P. Clark
Other Release No.: AAER-2368 |
| LR-19547 |
Jan. 30, 2006 |
WMDS, Inc. et al.
See also: Complaint
in this matter |
| LR-19546 |
Jan. 30, 2006 |
U.S. Wind Farming, Inc.,
William L. Telander, et al. |
| LR-19545 |
Jan. 27, 2006 |
Teresa V. Fernandez |
| LR-19544 |
Jan. 26, 2006 |
James J. McDermott,
et al. |
| LR-19543 |
Jan. 26, 2006 |
Allan Boren, et al. |
| LR-19542 |
Jan. 25, 2006 |
Morgan Cooper, et al. |
| LR-19541 |
Jan. 24, 2006 |
Paul Simmons, Rodney
Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and
Eric Littman, Esq. |
| LR-19540 |
Jan. 24, 2006 |
Learn Waterhouse, Inc.;
Randall Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M.
Acosta |
| LR-19539 |
Jan. 23, 2006 |
Ernesto Sibal, et al. |
| LR-19538 |
Jan. 23, 2006 |
Mark Kishel
See also: Complaint
in this matter |
| LR-19537 |
Jan. 20, 2006 |
Stansbury Holdings Corporation,
Aldine J. Coffman, Jr., Dennis R. Staal, CPA, Richard E. Sellers, CPA,
and Sellers & Associates P.C.
Other Release No.: AAER-2366 |
| LR-19536 |
Jan. 20, 2006 |
Fortress Financial Group,
Inc. and Jeffrey A. Richie |
| LR-19535a |
Jan. 20, 2006 |
i2 Technologies, Inc.
See also: Court
order; SEC'S
Unopposed Motion for Approval of Distribution Plan |
| LR-19534 |
Jan. 20, 2006 |
Groh Asset Management,
Inc. and Roger O. Groh
See also: Complaint
in this matter |
| LR-19533 |
Jan. 20, 2006 |
Eric Tyra, Scott Wynne,
Peter Berman, and Scott Carey
Other Release No.: AAER-2365 |
| LR-19532 |
Jan. 19, 2006 |
Sport-Haley, Inc., Steve
S. Auger, and Kenneth R. LeCrone
Other Release No.: AAER-2364 |
| LR-19531 |
Jan. 18, 2006 |
Deog Kyoon Jeong
See also: Complaint
in this matter |
| LR-19530 |
Jan. 13, 2006 |
Roger A. Householder |
| LR-19529 |
Jan. 13, 2006 |
Kimberly J. Carrella,
et al. |
| LR-19528 |
Jan. 12, 2006 |
Thomas J. Bucknum
See also: Complaint
in this matter |
| LR-19527 |
Jan. 10, 2006 |
Richard A. Svoboda and
Michael A. Robles |
| LR-19526 |
Jan. 10, 2006 |
Daniel Calugar and Security
Brokerage, Inc. |
| LR-19525 |
Jan. 10, 2006 |
Anthony F. Giordano
See also: Complaint
in this matter |
| LR-19524 |
Jan. 6, 2006 |
eWealth Securities,
Inc., et al. |
| LR-19523 |
Jan. 5, 2006 |
David M. Faubert, et
al. |
| LR-19522 |
Jan. 5, 2006 |
Bruce M. Perry and M.
Brooks Turkel |
| LR-19521 |
Jan. 4, 2006 |
Alan C. Goldsworthy,
Walter T. Hilger, and Mark E. Sullivan
Other Release No.: AAER-2361
See also: Complaint
in this matter |
| LR-19520 |
Jan. 4, 2006 |
McAfee, Inc.
Other Release No.: AAER-2360
See also: Complaint
in this matter |
| LR-19519 |
Jan. 3, 2006 |
Dennis S. Herula et
al. |
| LR-19518 |
Jan. 3, 2006 |
Lee David Edelman
See also: Complaint
in this matter |
| LR-19517 |
Jan. 3, 2006 |
Karnig H. Durgarian,
Jr.,Donald F. McCracken, Ronald B. Hogan, Virginia A. Papa, Kevin F.
Crain, and Sandra G. Childs
See also: Complaint
in this matter |